California Privacy Statement

January 01, 2020


What Does Prudent Investors Do With Your Personal Information?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

The types of personal information we collect and share can include, but is not limited to:

  • Social Security number and income;
  • Assets and transaction history; and
  • Investment experience and risk tolerance.

When you are no longer our client, we continue to share your information as described in this notice.

All financial companies need to share clients’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their clients’ personal information; the reasons PIN chooses to share and whether you can limit this sharing.

Reasons we can share your personal informationDoes Prudent Investors?Can you limit this sharing?
For our everyday business purposes such as to process your transactions, maintain your account(s), provide performance reports, respond to court orders and legal investigations, or report to credit bureausYesNo
For our marketing purposes to offer our products and services to youYesYes
For joint marketing with other financial companiesNoWe do not share
For our affiliates’ (i.e. companies related by common ownership/control) everyday business purposes such as information about your transactions, experiences or creditworthinessNoWe do not share
For our affiliates or non-affiliates to market to youNoWe do not share

To limit our sharing

If you are a new client, we can begin sharing your information 30 days from the date we sent this notice. When you are no longer our client, we continue to share your information as described in this notice. However, you can contact us at any time to limit our sharing.

What we do 
How does PIN protect my personal information?To protect your personal information from unauthorized access and use, we restrict access to your nonpublic personal information to those employees who need to know that information to service your account. We also maintain physical, electronic and procedural safeguards that comply with applicable federal or state standards to protect your nonpublic personal information.
How does PIN collect my personal information?We collect your personal information from other companies and when you
- open an account or give us contact information
- enter into an investment adviser contract or give us your income information
- tell us about your investment or retirement portfolio
Why can’t I limit all sharing?Federal law gives you the right to limit only
- sharing for affiliates’ everyday business purposes—information about your creditworthiness
- affiliates from using your information to market to you
- sharing for non-affiliates to market to you
State laws and individual companies may give you additional rights to limit sharing

If you would like to exercise any of the rights you may have with respect to personal data under the California Consumer Privacy Act (CCPA) as listed above, please contact us.


  • Local: 1 760 597 9255
  • Toll Free: 1 800 455 1288